The Investigatory Powers Tribunal

What we do

Open and closed proceedings

Decisions made on the papers

The vast majority of decisions made on Tribunal cases are undertaken by members on the information submitted on the papers alone. This means only a small percentage of cases submitted to the Tribunal proceed to a hearing in court. The Tribunal is under no duty to hold a hearing.

Open and closed hearings

The Tribunal may decide to hold a hearing particularly where difficult issues of fact or law arise. Hearings may be held wholly or partly in closed (private without the complainant present). The Tribunal will sit in open when possible and only sit in closed when strictly necessary.

When the Tribunal was first established it sat in private. However, in 2003 the Tribunal decided that, in accordance with the principle of open justice it should, where possible, sit in public. More information about this judgment can be found here.

That position is now enshrined in Rule 10 of the Tribunal Rules which allows for a hearing in public or in private, in whole or in part. The Rule specifies that so far as consistent with the general duty on disclosure of information in Rule 7 the Tribunal should sit in public and in the presence of the complainant.

Where the Tribunal sits in closed session, Counsel to the Tribunal will assist the Tribunal to ensure that points of law or other matters that may have been advanced by the complainants are fully considered.

One of the approaches the Tribunal can take is to run hearings on the basis of assumed facts.

This means that:

  • without making any finding on the substance of a complaint, where points of law arise the Tribunal may be prepared to assume, for the sake of argument, that the facts the complainant asserts are true;
  • then, acting upon that assumption, the Tribunal decides whether these asserted facts would constitute lawful or unlawful conduct.

This has allowed the Tribunal to hold hearings in public with full adversarial argument as to whether the alleged conduct, if it had taken place, would have been lawful and proportionate.

Mixture of open and closed sessions in a hearing

Often if the Tribunal is considering closed material alongside open material, it will sit both in open and in closed sessions. When it is in open, the parties may refer to any document which is before the Tribunal and has been disclosed to the complainant. When the Tribunal goes into closed session, the complainant and all members of the public and press are required to leave. The Tribunal will then consider submissions and arguments based on the closed material. During that process the Counsel to the Tribunal will make such arguments that the complainants would have made had they been aware of the material which cannot be disclosed to them. The Tribunal will strive to conduct as much of its proceedings in public consistent with its duties under RIPA and the Tribunal Rules.

Our commitment to open justice

You can find our judgments here. Our judgments will also be found on the National Archives website.

The European Court of Human Rights accepts these, and all the Tribunal’s procedures to be compliant with the ECHR. You can find more information in the case of Kennedy v The United Kingdom (2010) 29 BHRC 341 ECtHR (IPT/01/62).

More recently The Tribunal has been described as providing “an effective remedy” for compliance with the rights in the European Convention on Human Rights by the Grand Chamber of the European Court of Human Rights in Big Brother Watch v United Kingdom (judgment of 25 May 2021), para. 271.

 

complaint outcomes
complaint outcomes